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Results for " Securities and Exchange Commission " 62 found 🔀 AI-powered Shuffle

Intel Corporation $INTC Shares Bought by Wealth Science Advisors LLC

Wealth Science Advisors LLC increased its holdings in shares of Intel Corporation (NASDAQ:INTC - Free Report) by 50.7% during the 3rd quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The institutional investor owned 20,633 shares of the chip maker's sto

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Oct 10 • 5:12 AM EDT • Science • marketbeat.com
How Americans’ Financial Health Is Faring In The “K-Shaped” Economy

Hey all, Jason here. Money20/20 is still two weeks away, but I’ve already started packing (not procrastinating for once!). My calendar is already filling up with various sessions I want to catch, meetings, and of course happy hours, dinners, and other side events. If you’ll be in Vegas and want to catch up, let me know by replying to this email, and we can try to find a time amidst the chaos of the Venetian. A big if not totally unexpected piece of news dropped on Friday: the Independent Community Bankers of America, a trade group that represents smaller U.S. banks, filed a lawsuit against the OCC and Comptroller Jonathan Gould, arguing that the regulator’s move to grant trust bank charters to firms seeking to use them to conduct substantial non-fiduciary activities exceeds the authorities granted to the OCC by Congress. I haven’t had time to fully digest the legal filing or speak to folks in my network about it, but you can expect to see coverage and analysis on it in next week’s newsletter. Subscribe or Support by Upgrading The NerdCon agenda just dropped. It’s stacked. Partner content: Nubank built an AI-first bank. Chime built its own banking core. Figure and Valon are rebuilding the mortgage stack. At NerdCon, you’ll hear from the people behind those bets: what they chose, what they learned, and what they’re still figuring out. The agenda is live, with leaders from Nubank, Chime, OpenAI, Remitly, Mercury, Figure, Valon and more. Follow the mainstage conversations, bring the problem your team is wrestling with to a hands-on workshop, or pull up a chair at a roundtable. Pick your quests. Meet us in San Diego, November 18–20. Fintech Business Weekly readers save 20% with code FBW20. Explore the Agenda Things To Know & Other Good Reads Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements (Federal Reserve Board of Governors) FDIC Announces Conclusion of Independent Monitorship (FDIC) Modernizing Financial Regulation: Initial Observations from eSLR (Fed Vice Chair for Supervision Michelle Bowman) The Data Version of Godzilla versus Kong: FRED Takes on AI (Fed Governor Christopher Waller) Financing the AI buildout (Brookings) Q3’26: Rules for Banks but Not for Crypto (Fintech Takes Banking) The Inevitability of Local Stablecoins (Lombard Notes) Delusions of AI Governance: The Human-in-the-Loop Comfort Blanket (Fintech Snark Tank) Stripe agrees to acquire Parafin to expand revenue opportunities for platforms and help small businesses grow (Stripe) Listen: Fighting Fraud in the Age of AI, with SEON’s Tamas Kadar (Fintech Business Weekly) How Americans’ Financial Health Is Faring In The “K-Shaped” Economy If there is one overarching theme across the economy and politics in the U.S. at the moment, it’s “affordability.” The term is vague enough to encompass a panoply of factors shaping Americans’ day-to-day lives: rising costs for the hallmarks of being “middle class,” including healthcare, housing, childcare, and education, inflation and rising interest rates, and a job market with the specter of AI hovering over it. At the same time, policy shifts under the Trump administration have resulted in reduced subsidies to those who get health insurance under the Affordable Care Act and new restrictions on qualifying for Medicaid and SNAP, the impacts of which have yet to be fully felt. These factors are contributing to declining consumer confidence and general dissatisfaction with the economy, despite continuing GDP growth and stock market records. This divergence is encapsulated in the idea of the “K-shaped” economy, in which a small proportion of Americans have seen their wealth balloon, while the majority of American households struggle to preserve the lifestyle they have. Perhaps the greatest determinant of which branch of the “K” a household is on is whether their wealth and income are primarily derived from employment vs. from assets. Nearly two decades of low interest rates and, more recently, elevated rates of inflation have benefited asset owners, while those whose income is primarily or solely derived from labor have largely seen real purchasing power stagnate or decline. This is reflected in recent Bureau of Labor Statistics data showing that labor share of U.S. GDP — the fraction of economic output that accrues to workers as compensation in exchange for their labor — dropped to just 52.8% in Q2 2026, the lowest since the BLS began keeping records. In 1947, approximately 2/3rds of economic output accrued to workers; even as recently as 2001, labor’s share of GDP was 64.1%. Against this backdrop, we’ve seen the rise of more credit and credit-like products: cash advance apps, “no-fee” overdraft, earned wage access, and buy now pay later, which are often used as small-dollar short-term borrowing mechanisms to meet immediate consumption needs or pay other bills (eg utilities, cell phone, other debt payments). With the markers of a middle class existence and, increasingly, basic financial stability seemingly out of reach for many, it should be no surprise there’s been an increase in “financial nihilism,” something industry peers like Alex Johnson and Frank Rotman have discussed and analyzed the roots of. The explosion of gambling and gambling-adjacent products and services — often marketed under the guise of being an “investment” — is inextricably intertwined with the rise of financial nihilism. Crypto, sports betting, and, more recently, prediction markets offer an escape or even hope of sorts, like a contemporary, digital version of a scratch-off lottery ticket, while leaving the overwhelming number of people who use such products worse off. Share of Households That Are Financially “Vulnerable” Ticks Up The Financial Health Network’s 2026 Financial Health Pulse® report adds context on how American households are faring. (I linked to this report in last week’s newsletter, but wanted to take time to further unpack the data in the report this week.) The Financial Health Network publishes the report annually, providing insight into how Americans’ financial circumstances are changing over time. The 2026 report is derived from a survey fielded in April and May 2026. The report leverages survey responses to assess indicators of financial health across spending, saving, borrowing, and planning/protecting and to determine a zero to 100 “FinHealth” score. Those with scores between 0 and 39 are considered “Financially Vulnerable,” consumers with scores ranging between 40 and 79 are defined as “Financially Coping,” and those with scores of 80 to 100 are “Financially Healthy.” The report found that moderate improvements in 2025 were reversed, with the share of respondents considered financially “vulnerable” rebounding to 17%. The longitudinal data reflect the impact of pandemic-era programs, like expanded unemployment, cash stimulus payments, and pauses of federal student loan payments. The positive impacts of those programs, as reflected in the Financial Health Pulse reports, had largely disappeared by 2023. While pandemic-era inflation — to be fair, in part caused by the various support and stimulus measures — had come down from as high as 9% in 2022, it has rebounded since the start of Trump’s second term, with tariffs and energy market disruptions owing to the war in Iran pushing prices back up. Specific indicators in the survey that deteriorated from 2025 to 2026 include the share of respondents spending less than their income over the past 12 months, the share paying all bills on time over the past 12 months, the share that have a manageable amount or no debt, the share that are “moderately” or “very” confident their insurance is adequate to cover them in an emergency, and the share that “somewhat” or “strongly” agree that their household plans ahead financially. Unsurprisingly, lower- and moderate-income households are more likely to struggle to pay their bills on time and have any funds leftover to save. The share of low-income households whose income exceeded their spending dropped from 35% in 2025 to 31% in 2026, while the share of upper-income households whose income exceeded expenses remained unchanged at 63%. Households with student loans or revolving credit card debt reported having “a bit more” or “far more” debt than was manageable at rates far higher than those not carrying these types of debts. The share of those with student loan debt indicating their debt load was too high to manage increased from 50% in 2025 to 55% in 2026, while the share of those with revolving credit card debt saying the same ticked up from 51% in 2025 to 54% in 2026. Households that had student loans were markedly more likely to be financially “coping” or “vulnerable” vs. those without student loans. In 2026, 27% of households with student loans were considered financially vulnerable, a jump of 6% points vs. 2025. Households without student loans saw just a 1% point increase (not statistically significant) in those considered financially vulnerable. Households’ perception of the affordability of categories of goods and services paints a stark picture, with less than one-fourth considering higher education affordable, about a third deeming childcare affordable, and less than half viewing healthcare as affordable. Fintech Business Weekly is made possible by the generous support of paying subscribers — bringing you independent analysis of banking, fintech, and crypto without fear or favor. You can support my work by becoming a paying subscriber if you aren’t already. Paying subscribers enjoy: access to the entire archive of nearly six years of newsletters extended versions of the weekly newsletter, with additional content and analysis and (for founding member tier) quarterly personal 1:1 fintech Q&A / strategy calls with me, tapping into my unparalleled knowledge of the intersection of banking and fintech and experience working in the sector, including helping to launch Goldman Sachs’ retail bank Marcus Support Fintech Business Weekly You can also support Fintech Business Weekly by sponsoring a newsletter or podcast, putting you in front of 93,000+ of the most influential decision makers in banking, fintech, and crypto. Learn more about sponsor opportunities or request a media kit by dropping me an email. Democratic Senate Report Highlights How Iran Uses Tether to Evade U.S. Sanctions Iran uses stablecoins, specifically Tether, to evade sanctions, fund regional proxies, and to purchase military drones, a report released last week by the Senate Permanent Subcommittee on Investigations says. The report was authored by committee ranking member Senator Richard Blumenthal (D-CT) and the minority staff. Crypto and stablecoin proponents will often push back on criticism that criminals make use of these assets by arguing that, on an absolute dollar basis, far more illicit funds flow through traditional banking systems and payment rails than via crypto and stablecoins. And while that is likely true, it elides the reality presented in news story after news story: whether state actors — Russia, Iran, North Korea — or criminal groups, those looking to engage in illicit transactions increasingly favor stablecoins and, specifically, Tether (USDT). The report from the Senate Permanent Subcommittee on Investigations released last week adds context to how Iran uses Tether has a lynchpin in its shadow banking system. The report analyzed 846 wallets that have been sanctioned or targeted for seizure, finding that 84% of them transacted exclusively or primarily in Tether. The ability to create near limitless, anonymous wallets and to move funds effectively instantaneously and irreversibly have made crypto a favored financial mechanism for bad actors. Stablecoins solved key drawbacks of bitcoin, namely, the original cryptocurrency’s highly volatile value in dollars. And while Tether (the company) has the technical ability to “freeze” or destroy funds, the company is often limited and reactive in its approach to doing so, the Senate report argues. Tether, which is nominally based in crypto-friendly El Salvador, “has stated that its compliance with OFAC sanctions is ‘voluntary’ and that it follows ‘OFAC guidelines,’” the Senate report says. Owing to these favorable attributes, Tether “became a primary cryptocurrency for Iran, Hamas, Hizballah, and the Houthis beginning in 2023 and has expanded in scale since,” according to the report. Tether’s role in Iran’s shadow banking system, the report says, is enhanced by crypto exchanges like Bybit, Kyrrex, OKX, Gate, and Binance, and through “over the counter” exchanges and hawala networks. The consequences of these financial flows aren’t hypothetical. The Senate report links Tether as a funds transfer mechanism to Iranian proxies in the region, including Hizballah, the Houthis, and Hamas. Tether has also been used to make payments to secure components necessary to manufacture drones, the report says. The report concludes by arguing that “[s]tablecoin issuers with a significant nexus to the United States, particularly those that offer dollar-denominated stablecoins, should be subject to American sanctions law rather than being allowed to hide behind foreign jurisdictions.” Stablecoin issuers like Tether must be held accountable for repeated failures to prevent illicit finance and sanctions violations by law enforcement, the Department of Justice, the Securities and Exchange Commission, and OFAC, the report argues. [Paying Subscriber Exclusive] OUSD Goes Live, Make Your Own Neobank, U.S. Sanctions Russia’s A7 Network As “Transnational Criminal Organization” OpenUSD, the stablecoin issued by the Open Standard consortium that includes Stripe, Visa, Mastercard, core providers, crypto firms, and numerous banks, went live last week. Social commerce platform Whop raised eyebrows in fintech by offering creators on its platform the ability to launch their own neobanks, which the company describes as “great businesses that are easy to run,” in just 15 minutes. And OFAC and FinCEN target Russia’s “shadow banking” A7 Network — more on these stories after the paywall.

Astrana Health Notifies SEC About Social Engineering Incident

Astrana Health, a managed services organization that helps healthcare providers deliver value-based, coordinated care to patients, has notified the U.S. Astrana Health, a managed services organization that helps healthcare providers deliver value-based, coordinated care to patients, has notified the U.S. Securities and Exchange Commission about a social engineering incident that exposed patient, employee, and provider information.

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Sep 29 • 9:46 AM EDT • Health • hipaajournal.com
Engineers Gate Manager LP Purchases 358,588 Shares of Dave & Buster's Entertainment, Inc. $PLAY

Engineers Gate Manager LP increased its holdings in shares of Dave & Buster's Entertainment, Inc. (NASDAQ:PLAY - Free Report) by 200.7% during the 2nd quarter, according to its most recent filing with the Securities and Exchange Commission. The firm owned 537,254 shares of the restaurant operator's

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Sep 12 • 4:01 AM EDT • Entertainment • marketbeat.com
Citadel Securities urges SEC to take oversight of some wagers

Citadel Securities told regulators that prediction market contracts linked to publicly traded companies should be overseen by the Securities and Exchange Commission instead of the agency that has taken responsibility

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Sep 9 • 9:17 PM EDT • Entertainment • thederrick.com
Maven Securities LTD Purchases New Position in Caesars Entertainment, Inc. $CZR

Maven Securities LTD acquired a new stake in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) in the 2nd quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor acquired 283,136 shares of the company's stoc

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Sep 9 • 5:53 AM EDT • Entertainment • marketbeat.com
Nykredit A S Invests $1.96 Million in Tencent Music Entertainment Group Sponsored ADR $TME

Nykredit A S bought a new stake in Tencent Music Entertainment Group Sponsored ADR (NYSE:TME - Free Report) in the 2nd quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor bought 235,170 shares of the company's stock, valued

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Sep 8 • 4:08 AM EDT • Entertainment • marketbeat.com
Hsbc Holdings PLC Buys 70,811 Shares of Live Nation Entertainment, Inc. $LYV

Hsbc Holdings PLC raised its stake in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) by 36.6% in the second quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The firm owned 264,391 shares of the company's stock after purchasing

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Sep 8 • 4:00 AM EDT • Entertainment • marketbeat.com
Paralel Advisors LLC Purchases New Stake in Option Care Health, Inc. $OPCH

Paralel Advisors LLC acquired a new position in Option Care Health, Inc. (NASDAQ:OPCH - Free Report) in the 2nd quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The institutional investor acquired 85,835 shares of the company's stock, v

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Sep 7 • 5:44 AM EDT • Health • marketbeat.com
Wedmont Private Capital Sells 102,325 Shares of Hinge Health Inc. $HNGE

Wedmont Private Capital reduced its holdings in shares of Hinge Health Inc. (NYSE:HNGE - Free Report) by 76.8% during the second quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor owned 30,978 shares of the

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Sep 7 • 5:29 AM EDT • Health • marketbeat.com
Public Employees Retirement System of Ohio Invests $1.74 Million in Caesars Entertainment, Inc. $CZR

Public Employees Retirement System of Ohio acquired a new stake in shares of Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) during the second quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor acquired 57,554 share

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Sep 7 • 5:04 AM EDT • Entertainment • marketbeat.com
225,750 Shares in Six Flags Entertainment Corporation $FUN Bought by Legal & General Group Plc

Legal & General Group Plc purchased a new stake in Six Flags Entertainment Corporation (NYSE:FUN - Free Report) during the 2nd quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The fund purchased 225,750 shares of the company's stock,

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Sep 4 • 4:56 AM EDT • Entertainment • marketbeat.com
Public Employees Retirement System of Ohio Acquires Shares of 24,151 Sphere Entertainment Co. $SPHR

Public Employees Retirement System of Ohio bought a new position in shares of Sphere Entertainment Co. (NYSE:SPHR - Free Report) during the second quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The fund bought 24,151 shares of the company's

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Sep 4 • 4:41 AM EDT • Entertainment • marketbeat.com
Jupiter Topco LLC Takes $1.89 Million Position in Live Nation Entertainment, Inc. $LYV

Jupiter Topco LLC purchased a new position in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) during the 2nd quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The institutional investor purchased 10,306 shares of the company's sto

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Sep 4 • 3:44 AM EDT • Entertainment • marketbeat.com
Jupiter Topco LLC Takes Position in Caesars Entertainment, Inc. $CZR

Jupiter Topco LLC bought a new stake in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) during the 2nd quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The institutional investor bought 90,412 shares of the company's stock, valued at approxi

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Sep 3 • 3:45 AM EDT • Entertainment • marketbeat.com
Legal & General Group Plc Takes $13.61 Million Position in Caesars Entertainment, Inc. $CZR

Legal & General Group Plc acquired a new stake in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) during the 2nd quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The fund acquired 450,848 shares of the company's stock, valued at approxi

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Aug 31 • 5:04 AM EDT • Entertainment • marketbeat.com
Harvest Management LLC Takes Position in Caesars Entertainment, Inc. $CZR

Harvest Management LLC purchased a new position in shares of Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) during the 2nd quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The fund purchased 44,000 shares of the company's stoc

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Aug 30 • 6:33 AM EDT • Entertainment • marketbeat.com
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334,932 Shares in Six Flags Entertainment Corporation $FUN Bought by Man Group plc

Man Group plc purchased a new position in shares of Six Flags Entertainment Corporation (NYSE:FUN - Free Report) during the 2nd quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The fund purchased 334,932 shares of the company's stock, valued at app

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Aug 30 • 5:12 AM EDT • Entertainment • marketbeat.com
Connor Clark & Lunn Investment Management Ltd. Acquires Shares of 183,455 Dave & Buster's Entertainment, Inc. $PLAY

Connor Clark & Lunn Investment Management Ltd. bought a new position in Dave & Buster's Entertainment, Inc. (NASDAQ:PLAY - Free Report) in the 2nd quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm bought 183,455 shares of the restaurant operato

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Aug 30 • 3:38 AM EDT • Entertainment • marketbeat.com
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193,089 Shares in Live Nation Entertainment, Inc. $LYV Bought by OMERS ADMINISTRATION Corp

OMERS ADMINISTRATION Corp purchased a new stake in shares of Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) in the second quarter, according to its most recent filing with the Securities and Exchange Commission. The institutional investor purchased 193,089 shares of the company's stock,

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Aug 24 • 6:25 AM EDT • Entertainment • marketbeat.com
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DLD Asset Management LP Invests $5.12 Million in Caesars Entertainment, Inc. $CZR

DLD Asset Management LP acquired a new stake in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) in the second quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The fund acquired 169,500 shares of the company's stock, valued at approximately $

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Aug 24 • 4:24 AM EDT • Entertainment • marketbeat.com
Globeflex Capital L P Acquires Shares of 308,784 Accel Entertainment, Inc. $ACEL

Globeflex Capital L P acquired a new stake in Accel Entertainment, Inc. (NYSE:ACEL - Free Report) in the 2nd quarter, according to its most recent disclosure with the Securities and Exchange Commission. The firm acquired 308,784 shares of the company's stock, valued at approximately $3,894,000. Glo

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Aug 24 • 4:17 AM EDT • Entertainment • marketbeat.com
Pinnbrook Capital Management LP Takes $1.54 Million Position in Live Nation Entertainment, Inc. $LYV

Pinnbrook Capital Management LP bought a new position in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) during the second quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The fund bought 8,400 shares of the company's stock, valued at approxim

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Aug 23 • 6:17 AM EDT • Entertainment • marketbeat.com
Landscape Capital Management L.L.C. Purchases Shares of 184,305 Dave & Buster's Entertainment, Inc. $PLAY

Landscape Capital Management L.L.C. acquired a new position in shares of Dave & Buster's Entertainment, Inc. (NASDAQ:PLAY - Free Report) during the 2nd quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund acquired 184,305 shares of th

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Aug 23 • 5:53 AM EDT • Entertainment • marketbeat.com
Findlay Park Partners LLP Takes $195.78 Million Position in Live Nation Entertainment, Inc. $LYV

Findlay Park Partners LLP acquired a new stake in shares of Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) in the 2nd quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The institutional investor acquired 1,069,200 shares of the compa

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Aug 23 • 4:01 AM EDT • Entertainment • marketbeat.com
BlackRock Inc. Buys New Position in Caesars Entertainment, Inc. $CZR

BlackRock Inc. acquired a new stake in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) in the 2nd quarter, according to its most recent disclosure with the Securities and Exchange Commission. The firm acquired 27,501,706 shares of the company's stock, valued at approximately $830,001,000. Bl

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Aug 23 • 3:28 AM EDT • Entertainment • marketbeat.com
Renaissance Technologies LLC Acquires New Shares in Starz Entertainment Corp. $STRZ

Renaissance Technologies LLC acquired a new position in shares of Starz Entertainment Corp. (NASDAQ:STRZ - Free Report) during the first quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund acquired 50,200 shares of the company's stoc

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Aug 17 • 4:40 AM EDT • Entertainment • marketbeat.com
State of Wyoming Takes $1.32 Million Position in Live Nation Entertainment, Inc. $LYV

State of Wyoming purchased a new position in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) during the second quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The fund purchased 7,215 shares of the company's stock, valued at appr

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Aug 16 • 7:04 AM EDT • Entertainment • marketbeat.com
SEC Prepares to Ease Rule on Wall Street Political Donations

The US Securities and Exchange Commission is proposing to ease a rule that restricts investment advisers from working for public pension funds if they’ve made political donations to state and local elected officials.

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Aug 14 • 12:02 PM EDT • Politics • bloomberg.com
Pacer Advisors Inc. Sells 972,954 Shares of Live Nation Entertainment, Inc. $LYV

Pacer Advisors Inc. lessened its holdings in shares of Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) by 99.2% in the first quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund owned 7,898 shares of the company's stock after

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Aug 10 • 5:04 AM EDT • Entertainment • marketbeat.com
Amundi Has $760,000 Stake in PENN Entertainment, Inc. $PENN

Amundi trimmed its stake in PENN Entertainment, Inc. (NASDAQ:PENN - Free Report) by 93.5% in the first quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor owned 50,567 shares of the company's stock after selling 731,502 sha

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Aug 10 • 3:04 AM EDT • Entertainment • marketbeat.com
Madison Square Garden Entertainment Corp. $MSGE Shares Purchased by Sei Investments Co.

Sei Investments Co. boosted its position in shares of Madison Square Garden Entertainment Corp. (NYSE:MSGE - Free Report) by 83.2% in the first quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm owned 43,582 shares of the company's stock after a

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Aug 9 • 4:40 AM EDT • Entertainment • marketbeat.com
Sei Investments Co. Increases Holdings in Flutter Entertainment PLC $FLUT

Sei Investments Co. raised its holdings in shares of Flutter Entertainment PLC (NYSE:FLUT - Free Report) by 28.7% in the first quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The fund owned 74,851 shares of the company's stock after purchasing an

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Aug 3 • 4:48 AM EDT • Entertainment • marketbeat.com
Edgestream Partners L.P. Buys Shares of 84,184 Caesars Entertainment, Inc. $CZR

Edgestream Partners L.P. bought a new stake in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) in the first quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor bought 84,184 shares of the company's sto

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Aug 3 • 4:08 AM EDT • Entertainment • marketbeat.com
Madison Square Garden Entertainment Corp. $MSGE Shares Sold by Dimensional Fund Advisors LP

Dimensional Fund Advisors LP lessened its stake in Madison Square Garden Entertainment Corp. (NYSE:MSGE - Free Report) by 3.3% in the first quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The fund owned 810,201 shares of the company's sto

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Aug 3 • 3:44 AM EDT • Entertainment • marketbeat.com
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Senate expected to confirm Jay Clayton as next intelligence director

Clayton is the U.S. attorney for the Southern District of New York and a former Securities and Exchange Commission chairman

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Jul 28 • 10:42 AM EDT • Politics • spectrumlocalnews.com
Sei Investments Co. Boosts Stock Position in Caesars Entertainment, Inc. $CZR

Sei Investments Co. increased its holdings in Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) by 9.4% during the 1st quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The fund owned 1,141,411 shares of the company's stock after purchasin

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Jul 28 • 4:48 AM EDT • Entertainment • marketbeat.com
Hsbc Holdings PLC Sells 567,987 Shares of Caesars Entertainment, Inc. $CZR

Hsbc Holdings PLC decreased its holdings in shares of Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) by 90.9% in the 1st quarter, according to its most recent disclosure with the Securities and Exchange Commission. The fund owned 56,555 shares of the company's stock after selling 567,987 sh

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Jul 28 • 4:08 AM EDT • Entertainment • marketbeat.com
Visualize Group LP Takes $14.93 Million Position in Live Nation Entertainment, Inc. $LYV

Visualize Group LP bought a new stake in shares of Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) in the first quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The institutional investor bought 97,922 shares of the company'

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Jul 27 • 6:01 AM EDT • Entertainment • marketbeat.com
Renaissance Technologies LLC Reduces Holdings in Tencent Music Entertainment Group Sponsored ADR $TME

Renaissance Technologies LLC reduced its holdings in shares of Tencent Music Entertainment Group Sponsored ADR (NYSE:TME - Free Report) by 22.2% in the first quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The fund owned 6,570,344 shares

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Jul 27 • 5:28 AM EDT • Entertainment • marketbeat.com
Renaissance Technologies LLC Purchases 335,900 Shares of Sphere Entertainment Co. $SPHR

Renaissance Technologies LLC raised its position in Sphere Entertainment Co. (NYSE:SPHR - Free Report) by 149.9% during the first quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm owned 559,935 shares of the company's stock after purchasing an

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Jul 27 • 5:21 AM EDT • Entertainment • marketbeat.com
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California Public Employees Retirement System Reduces Position in Tencent Music Entertainment Group Sponsored ADR $TME

California Public Employees Retirement System decreased its stake in shares of Tencent Music Entertainment Group Sponsored ADR (NYSE:TME - Free Report) by 18.1% during the first quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The institutional investor

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Jul 27 • 3:37 AM EDT • Entertainment • marketbeat.com
Ardmore Road Asset Management LP Invests $15.25 Million in Live Nation Entertainment, Inc. $LYV

Ardmore Road Asset Management LP bought a new position in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) in the first quarter, according to its most recent disclosure with the Securities and Exchange Commission. The institutional investor bought 100,000 shares of the company's stock, val

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Jul 27 • 3:05 AM EDT • Entertainment • marketbeat.com
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Cantillon Capital Management LLC Cuts Stock Position in Tencent Music Entertainment Group Sponsored ADR $TME

Cantillon Capital Management LLC cut its stake in shares of Tencent Music Entertainment Group Sponsored ADR (NYSE:TME - Free Report) by 28.5% in the 1st quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The firm owned 13,382,595 share

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Jul 20 • 4:09 AM EDT • Entertainment • marketbeat.com
Tencent Music Entertainment Group Sponsored ADR $TME Stock Holdings Increased by Allspring Global Investments Holdings LLC

Allspring Global Investments Holdings LLC boosted its holdings in shares of Tencent Music Entertainment Group Sponsored ADR (NYSE:TME - Free Report) by 21.3% in the 1st quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The fund owned

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Jul 20 • 3:04 AM EDT • Entertainment • marketbeat.com
Hsbc Holdings PLC Trims Position in Sphere Entertainment Co. $SPHR

Hsbc Holdings PLC trimmed its holdings in shares of Sphere Entertainment Co. (NYSE:SPHR - Free Report) by 84.2% in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The firm owned 3,495 shares of the company's stock after selling 18

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Jul 18 • 4:32 AM EDT • Entertainment • marketbeat.com
Principal Financial Group Inc. Has $1.69 Billion Stake in Live Nation Entertainment, Inc. $LYV

Principal Financial Group Inc. lifted its stake in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) by 3.4% in the first quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor owned 11,095,305 shares of the company's s

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Jul 14 • 5:53 AM EDT • Entertainment • marketbeat.com
Barnett & Company Inc. Grows Stock Holdings in Six Flags Entertainment Corporation $FUN

Barnett & Company Inc. lifted its holdings in Six Flags Entertainment Corporation (NYSE:FUN - Free Report) by 203.3% during the first quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The firm owned 80,478 shares of the company's stock after acquiri

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Jul 11 • 8:24 AM EDT • Entertainment • marketbeat.com
Flutter Entertainment PLC $FLUT Shares Acquired by Fjarde AP Fonden Fourth Swedish National Pension Fund

Fjarde AP Fonden Fourth Swedish National Pension Fund raised its position in Flutter Entertainment PLC (NYSE:FLUT - Free Report) by 53.3% in the 1st quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 6

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Jul 6 • 3:37 AM EDT • Entertainment • marketbeat.com
Live Nation Entertainment, Inc. $LYV Position Raised by Fjarde AP Fonden Fourth Swedish National Pension Fund

Fjarde AP Fonden Fourth Swedish National Pension Fund grew its holdings in shares of Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) by 85.5% during the first quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The fund owned 50

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Jul 6 • 3:37 AM EDT • Entertainment • marketbeat.com
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8,755 Shares in Live Nation Entertainment, Inc. $LYV Acquired by Elevation Point Wealth Partners LLC

Elevation Point Wealth Partners LLC acquired a new stake in shares of Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) in the 1st quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The institutional investor acquired 8,755 shares of the

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Jul 6 • 3:37 AM EDT • Entertainment • marketbeat.com
SG Americas Securities LLC Sells 866,473 Shares of Caesars Entertainment, Inc. $CZR

SG Americas Securities LLC trimmed its position in shares of Caesars Entertainment, Inc. (NASDAQ:CZR - Free Report) by 78.9% during the 1st quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The firm owned 231,290 shares of the company's stock after

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Jun 29 • 4:32 AM EDT • Entertainment • marketbeat.com
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Border to Coast Pensions Partnership Ltd Takes Position in Live Nation Entertainment, Inc. $LYV

Border to Coast Pensions Partnership Ltd purchased a new position in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) during the 1st quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The firm purchased 172,269 shares of the company's st

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Jun 28 • 4:00 AM EDT • Entertainment • marketbeat.com
Sony drops “PC”, adds “AI” to official PlayStation business strategy summary

Sony had made some conspicuous edits and updates to its description of PlayStation’s “business environment and strategy,” in a new annual report filed to the U.S. Securities and Exchange Commission today. These changes are part of a 379-word overview of Sony’s strategy for its Game & Network Services (G&NS) division, which is another name for PlayStation. The chunk about PlayStation strategy is part of a voluminous financial report filed by Sony each June. This year’s is 229 pages long. Differences to any part of the filing—word changes made from year to year, as Sony provides a breakdown of its business for investors—can be illuminating. For example: A line from 2025 about how the PlayStation team “aims to achieve sustainable and profitable business growth” has been changed in the 2026 version to “aims to achieve sustainable business growth.” Notice which word they cut? That’s a pretty clear tell about how Sony expects its profit margins to be squeezed this year, due to rising chip costs for its hardware, among other things. A line from 2025 that stated “Sony plans to continue its efforts to deploy its first-party titles to multiple platforms such as PC” had been cut from the 2026 version. That appears to be Sony’s admission by omission that it has backed off releasing its biggest games on PC. Bloomberg’s Jason Schreier reported in March and again in May that Sony’s big single-player marquee games are no longer planned for time-delayed release on PC.1 A whole new chunk has also been added about how “Sony is utilizing AI to unleash the creativity of studios and further enhance the PlayStation experience.” A full breakdown of the changes made from the 2025 version to the 2026 version is below. I’ve redlined them for you…

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Jun 18 • 7:43 PM EDT • Technology • gamefile.news
18,467 Shares in Live Nation Entertainment, Inc. $LYV Purchased by Dockside LLC

Dockside LLC acquired a new position in Live Nation Entertainment, Inc. (NYSE:LYV - Free Report) in the fourth quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm acquired 18,467 shares of the company's stock, valued at approximately $2,632,000.

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Jun 14 • 5:05 AM EDT • Entertainment • marketbeat.com
Trump plans to nominate U.S. Attorney Jay Clayton as intelligence director

He is the U.S. attorney for the Southern District of New York and a former Securities and Exchange Commission chairman

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Jun 11 • 3:35 PM EDT • Politics • spectrumlocalnews.com
Trump plans to nominate U.S. Attorney Jay Clayton as intelligence director

He is the U.S. attorney for the Southern District of New York and a former Securities and Exchange Commission chairman

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Jun 11 • 2:35 PM EDT • Politics • spectrumlocalnews.com
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SEC names five new members of small business advisory committee

The US Securities and Exchange Commission (SEC) has appointed five new members to its Small Business Capital Formation Advisory Committee.

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Jun 5 • 6:21 AM EDT • Business • theaccountant-online.com
Michigan corporate board seats can be lucrative, annual filings show

Each spring, Securities and Exchange Commission filings offer details about the hard-to-get positions and who has them.

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Jun 1 • 7:01 AM EDT • Business • freep.com
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Chicago investment bank Lincoln International seeks $421M in IPO

The Chicago-based firm and some selling shareholders are offering around 21 million Class A shares for $18 to $20 each, according to its filing Monday with the US Securities and Exchange Commission.

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May 11 • 12:06 PM EDT • Business • chicagobusiness.com
Medtronic’s Diabetes Management Business MiniMed Files for IPO

The Northridge, California-based company had a net loss of $21 million on revenue of $1.5 billion for the six months ended October 24, compared with a net loss of $23 million on revenue of $1.3 billion in the corresponding period a year earlier, according to its filing Friday with the US Securities and Exchange Commission. The filing positions the company to join a busy slate of possible debuts in the first months of 2026.

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Dec 19, 2025 • 4:47 PM EST • Business • finance.yahoo.com
Medtronic announces filing of IPO registration statement for Diabetes business, MiniMed

Medtronic plc (NYSE: MDT), a global leader in healthcare technology, today announced that its Diabetes business, which as previously announced will operate under the name MiniMed, has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC) for a proposed initial public offering (IPO) of newly issued common stock. The separation is expected to be completed through a series of capital markets transactions, with a preferred path of an IPO and subsequent spl

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Dec 19, 2025 • 4:20 PM EST • Business • finance.yahoo.com